Understanding the New York City Comptroller Audit Process

Lesley Brovner & Mark Peters
January 7, 2026

The New York City Comptroller’s Office has very broad audit authority, which includes the authority to audit both City Agencies and entities doing business with the City. The audit findings can have serious consequences for both nonprofit and for-profit private entities. Indeed, significant wrongdoing can lead to debarment from future contracts. As such, these audits need to be taken seriously.

Understanding the New York City Comptroller Audit Processseotech2026-03-06T20:41:26+00:00

The Role of Internal Investigations in Crisis Management for New York Corporations

Lesley Brovner & Mark Peters
December 10, 2025

When a crisis hits your corporation, the first thing to do is learn the all the facts so that you understand the scope of the issue across the corporate landscape and can determine whether laws, regulations, or policies have been violated. Once this is done, you can take steps to discipline wrongdoers and create policies to prevent a recurrence. A thorough internal investigation will allow you to properly respond to law enforcement and regulators, improve internal procedures and manage reputational risk.

The Role of Internal Investigations in Crisis Management for New York Corporationsseotech2026-03-06T20:42:07+00:00

Contract Disputes with Government Entities: Strategies for Enforcement & Litigation

Lesley Brovner & Mark Peters
November 11, 2025

New York City and State enter into a multitude of contracts to provide essential government services and fulfill their legal obligations. In many instances over the past several years the government has failed to abide by its contractual obligations – often, for example, delaying for months or years payment for services properly rendered. Both before entering into a contract and during the term of the contract it is important to have experienced counsel to make sure that the contract protects you from problems with the government and then fight to make sure the government abides by the terms of the contract – including litigation if needed.

Contract Disputes with Government Entities: Strategies for Enforcement & Litigationseotech2026-03-06T20:42:59+00:00

Deciding Whether and How to Conduct an Internal Corporate Investigation

Lesley Brovner & Mark Peters
October 28, 2025

The Critical First Step

When corporate leaders learn of potential misconduct inside their organization, one of the most important—and sensitive—decisions they face is whether and how to conduct an internal investigation. In today’s highly regulated environment, ignoring red flags is not an option. A well-planned investigation can uncover wrongdoing early, help meet legal duties, and protect the company’s reputation before regulators or shareholders intervene.

At Peters Brovner, we counsel boards and executives on how to make these threshold determinations—balancing legal obligations, business risks, and cost considerations.

Deciding Whether and How to Conduct an Internal Corporate Investigationseotech2026-03-06T20:43:24+00:00

What to Do When an Internal Investigation Reveals Misconduct: Next Steps

Lesley Brovner & Mark Peters
October 6, 2025

When an internal investigation reveals misconduct, there are a number of steps that should be taken promptly – all with the guidance of legal counsel. First, a determination needs to be made as to whether the misconduct violates any laws or regulations and, if so, what reporting obligations the Company may have. Next, a determination must be made as to the appropriate punishment to be meted out. Finally, and just as important, a determination needs to be made about what steps must be put in place to remedy the harm from the misconduct and to prevent such misconduct from occurring in the future.

What to Do When an Internal Investigation Reveals Misconduct: Next Stepsseotech2026-03-06T20:43:54+00:00

The Evolution and Importance of Internal Corporate Investigations

Lesley Brovner & Mark Peters
September 5, 2025

Internal corporate investigations have become a critical tool for companies to address allegations of misconduct, comply with regulatory obligations, and maintain public trust. Once a niche strategy used primarily in response to SEC enforcement actions, these investigations are now an essential part of corporate governance and compliance programs.

Over the past five decades, landmark legislation, court decisions, and shifting enforcement priorities have transformed how companies conduct internal reviews. This article examines the origins of internal investigations, the laws that shaped them, and why they remain a key component of corporate risk management.

The Evolution and Importance of Internal Corporate Investigationsseotech2026-03-06T20:44:18+00:00

What To Do If You Get a Subpoena From The Government

Lesley Brovner & Mark Peters
August 18, 2025

One of the main tools used by the government to obtain information in its civil and criminal proceedings, is the issuance of subpoenas. Receiving a subpoena can be stressful for individuals and companies and complying with a subpoena can be complicated and time consuming. Outlined below, is some basic information concerning government subpoenas and what to do if you receive one.

What To Do If You Get a Subpoena From The Governmentseotech2026-03-06T20:44:50+00:00

The Need for Discovery Reform in New York to Protect Survivors of Sexual Assault and Domestic Violence and other crime victims

Lesley Brovner & Mark Peters
April 25, 2025

As of this writing, New York State’s budget is now 20 days overdue. The hold-up is less about money and more about changing the State’s discovery rules when it comes to criminal cases. Several years ago, the State changed the laws and put very onerous burdens on prosecutors. The goal was increased transparency and fairness in the criminal justice system. Unfortunately, the results were a far less just system. The results have been multiple serious crimes going unpunished because DA’s Offices have made minor technical (and non-prejudicial) errors in the discovery process. Other cases went unprosecuted because DA’s Offices lacked the resources to keep up with the massive new discovery obligations. Multiple DA’s, as well as advocates who fight on behalf of crime victims, have been lobbying for changes to increase justice in the system. Peters Brovner stands with the prosecutors and advocates.

The Need for Discovery Reform in New York to Protect Survivors of Sexual Assault and Domestic Violence and other crime victimssecureadmin2026-03-06T20:45:29+00:00

Key Legal Steps in Conducting Effective Internal Investigations

Lesley Brovner & Mark Peters
February 5, 2025

Internal investigations are an important tool for companies and nonprofits that either think something may have gone wrong at their organization or are already threatened with government or private action as the result of alleged wrongdoing. Such investigations can determine the scope of the problem, allow organizations to take proactive steps to fix the problem before it becomes a crisis and take steps to prevent future problems. In order for an internal investigation to be effective, it is crucial to adhere to certain basic legal steps and procedures. These are important not only to make the investigation (and subsequent written report) complete, but to allow it to stand up to challenge if necessary.

Key Legal Steps in Conducting Effective Internal Investigationssecureadmin2026-03-06T20:46:01+00:00

Importance of Regulatory Compliance for New York City Businesses

Lesley Brovner & Mark Peters
December 3, 2024

New York State and City are highly regulated jurisdictions, and businesses operating in the City and State need to be keenly aware of the regulatory requirements that both govern business generally as well as regulations that are specific to their industry. The consequences for failure to do so can be significant.

What Is Regulatory Compliance?

Regulatory compliance means adhering to all federal, State and local rules and regulations. In order to get and remain in compliance it is important for every for profit and nonprofit entity to create a process for understanding the relevant rules and regulations, train staff on the relevant rules and regulations, and impose discipline for the failure to follow the rules and regulations.

Importance of Regulatory Compliance for New York City Businessessecureadmin2026-03-06T20:46:36+00:00

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